Consumer Law

21 CFR 117: Preventive Controls for Human Food

Learn about 21 CFR 117 regulations for human food safety, preventive controls, and compliance requirements for food manufacturers

Introduction to 21 CFR 117

The 21 CFR 117 regulation outlines the requirements for preventive controls for human food, aiming to ensure the safety of the food supply. This regulation is part of the FDA's Food Safety Modernization Act (FSMA) and applies to food manufacturers, processors, and distributors.

The regulation focuses on preventing food safety hazards through a proactive approach, rather than reacting to contamination after it occurs. By implementing preventive controls, food facilities can minimize the risk of foodborne illnesses and ensure compliance with FDA regulations.

Preventive Controls for Human Food

The 21 CFR 117 regulation requires food facilities to implement preventive controls to minimize the risk of food safety hazards. These controls include procedures for monitoring, correcting, and preventing hazards, as well as procedures for supply-chain management and recall plans.

Food facilities must also establish a food safety plan, which includes a hazard analysis, preventive controls, and procedures for monitoring and corrective actions. The plan must be developed and implemented by a qualified individual, such as a preventive controls qualified individual (PCQI).

Compliance Requirements for Food Manufacturers

Food manufacturers must comply with the 21 CFR 117 regulation by implementing preventive controls and establishing a food safety plan. They must also provide training to employees on food safety procedures and ensure that all employees understand their roles in maintaining a safe food environment.

In addition to implementing preventive controls, food manufacturers must also maintain records of their food safety activities, including monitoring and corrective actions. These records must be available for inspection by FDA officials and must be retained for a minimum of two years.

HACCP and Preventive Controls

The 21 CFR 117 regulation is based on the principles of Hazard Analysis and Critical Control Points (HACCP), which is a systematic approach to identifying and controlling food safety hazards. HACCP involves identifying critical control points in the food production process and implementing controls to prevent or minimize hazards.

The regulation requires food facilities to implement a HACCP-based approach to food safety, which includes identifying hazards, establishing critical control points, and implementing controls to prevent or minimize hazards. Food facilities must also monitor and correct any deviations from the HACCP plan.

Regulatory Requirements and Enforcement

The FDA is responsible for enforcing the 21 CFR 117 regulation, and food facilities that fail to comply may face regulatory action, including warning letters, fines, and even shutdowns. Food facilities must ensure that they are in compliance with all aspects of the regulation, including preventive controls, food safety plans, and record-keeping requirements.

The FDA also provides guidance and resources to help food facilities comply with the regulation, including training and technical assistance. Food facilities can also seek the advice of a qualified consultant or attorney to ensure that they are in compliance with all regulatory requirements.

Frequently Asked Questions

What is the purpose of the 21 CFR 117 regulation?

The purpose of the 21 CFR 117 regulation is to ensure the safety of the food supply by requiring food facilities to implement preventive controls and establish food safety plans.

Who is required to comply with the 21 CFR 117 regulation?

Food manufacturers, processors, and distributors are required to comply with the 21 CFR 117 regulation, as well as any other facility that handles or processes human food.

What are preventive controls in the context of food safety?

Preventive controls are procedures or measures that are taken to prevent or minimize food safety hazards, such as contamination or adulteration.

What is a food safety plan, and why is it required?

A food safety plan is a written document that outlines the procedures and controls that a food facility will use to ensure the safety of its food products. It is required by the 21 CFR 117 regulation to ensure that food facilities have a systematic approach to food safety.

How often must food safety records be retained?

Food safety records must be retained for a minimum of two years, as required by the 21 CFR 117 regulation.

What are the consequences of non-compliance with the 21 CFR 117 regulation?

Food facilities that fail to comply with the 21 CFR 117 regulation may face regulatory action, including warning letters, fines, and even shutdowns.